Roots
China’s recorded history is so long and so rich that it is difficult for most Westerners to grasp. For example, the first comprehensive history of China, the Shiji, was written by Sima Qian between 105 and 84 BC. Although the Communists did not take charge of China until after World War II, the roots of the Chinese brand of non-royal authoritarianism run deep. As far back as the Shang Dynasty, which began in about 1766 BC, the king considered himself to be the earthly instrument of Heaven’s design. This same mandate of Heaven was claimed by the Zhou Dynasty (1122-256 BC). In 651 BC, the rulers of the central states held a conference to deal with what would be a recurring problem in Chinese history: foreign invaders, in this case non-Chinese tribes from the north. This period saw the inauguration of standing armies with professional career soldiers, as the military gained an increasingly important role in society. Wars, which previously had been viewed as something of a sport by the aristocracy, became more serious and were now fought to gain territory and resources. Military conscription became common and some of the larger states raised million-strong armies.
The Zhou period saw the development of several important philosophical schools that addressed the subject of governance. The most famous philosopher, Confucius (551-479 BC), promoted the concept that rulers should be junzi, which is usually translated as “gentlemen,” and that their behavior should be guided by principles of moral virtue. Confucius believed in centralized authority and he agreed with earlier thinkers that an emperor or king had a mandate from Heaven. The ruler’s subjects were expected to be unconditionally loyal and obedient and to accept the ruler’s right to speak on behalf of his people. Mo-tzu (480-390 BC), the first great critic of Confucius, argued that the concept of junzi was an excuse for maintaining social inequalities. Mencius (372-289 BC) agreed that the founders of the Zhou Dynasty, by their virtue, had been granted the approval of Heaven and, with it, the right to rule, but he also taught that the people had the right to rebel if the ruler neglected or oppressed the people because such treatment was not the will of Heaven. The Legalists, of whom the most famous was Han Fei (280?-234 BC), were a group of thinkers who believed that the state should be ruled by laws and institutions and that rulers should be judged not by their virtues or morals, but by the effectiveness of the results they produced. The Legalist view is still important in present-day China.
In 359 BC, Shang Yang, a minister in the western frontier state of Qin, began a series of reforms that included the creation of administrative districts known as hsien. Eventually this system led to civil servants who were representatives of the central power taking over the control of administrative functions that had previously been run by the local nobility. Shang Yang also burned books, massacred scholars, instituted a system of government surveillance and pursued the strategy that if you made the law severe enough no one would violate it. When his patron, Duke Zhao died in 340 BC, Shang Yang’s opponents had him drawn and quartered.
In 230 BC, the Qin prince Cheng began a series of military campaigns that, within nine years, unified China proper under a centralized, non-hereditary bureaucratic system for the first time. The Qin Dynasty was overthrown after only fourteen years, but the Han Dynasty that followed lasted from 206 BC until 220 AD. The Han emperor Wu Ti, who reigned for 54 years (141-87 BC), expanded the Chinese empire to its greatest size yet, stretching from Central Asia in the west to Korea in the east and from Inner Mongolia in the north to Vietnam in the south. Wu Ti introduced civil service examinations for government posts, opening the civil service to those who were talented instead of only to those who were well-connected.
One early ruler who would later be cited by the Communists as a forerunner of their own philosophy was Wang Mang, who served as regent from 1-6 AD and then seized power in 9 AD. Wang Mang abolished private ownership of land and “nationalized” all estates and the slaves who worked on them. His measures managed to alienate both the gentry and the peasantry and he was overthrown after a series of peasant uprisings.
By the end of the fourth century, much of the North China Plain was controlled by non-Chinese dynasties of the Toba tribal federation. The Toba instituted a land equalization program that was similar to that of Wang Mang. Under the Toba, all land belonged to the state. Every free citizen was allowed to farm a certain amount of land, but after he or she died, the land was returned to the state to be redistributed. In 581, Yang Jian (known posthumously as the Wendi) changed the land distribution system by charging a land tax and requiring each adult male to give twenty days of labor to the state. He also ordered government bureaucrats to work in regions other than those of their birth, a system which, for the most part, is used today for important government positions.
In the seventh century, the Chinese empire stretched to its greatest size ever, from the border with Iran in the west to Pyongyang, the capital of present-day North Korea, in the east. In 751 Chinese forces were defeated by an Arab army in the Battle of Talas in Kyrgyzstan, initiating a steady, centuries-long decline in China’s power. The Mongol armies, first led by Genghis Khan and later by Kublai Khan, gradually conquered China in the thirteenth century, establishing the Yuan Dynasty in 1271. Mongol rule of all of China would last less than a century.
The founder of the Ming Dynasty, Zhu Yuanzhang, rose from being a beggar to the emperor of a unified China in less than twenty years. Upon formally ascending the throne in 1368, he took the name of Hongwu. Distrustful of his advisors to the point of paranoia, Hongwu tried and executed 1500 people in 1380, including one of his oldest companions. Six centuries later, observers would compare the founder of the Chinese Communist regime, Mao Zedong, to Hongwu, in that he rose from humble origins, unified China and purged anyone who could be remotely considered a possible opponent.
The Manchu people, a non-Han ethnic group, moved out from the northern province of Manchuria in the north to overthrow the Ming and establish the last Chinese dynasty, the Qing, in 1659. It was the Manchus who were the first rulers of China to have to deal seriously with the European powers.
The White Mongols Arrive
Catholic missionaries, primarily Jesuits, began arriving in China in the thirteenth century. The Portuguese were the first of the European colonial powers to arrive, followed by the Spanish, the British and the French. During the eighteenth century, Europeans and Americans acquired a taste for certain Chinese products, in particular tea, silk and porcelain. However, the Chinese had little interest in anything that the West had to offer. The British tried to remedy this imbalance by taking raw cotton and opium from India and sending it to China. The Qing government did not mind the cotton, but was alarmed by the spread of the debilitating effects of opium. In 1839 they passed laws prohibiting the opium trade, seized the opium owned by Chinese traders and destroyed 20,000 chests of British opium. The British government sent a punitive expedition that ended with the defeat of the Chinese forces in 1842. What came to be known as the First Opium War concluded with the Treaty of Nanjing, which gave the island of Hong Kong to the British and granted British citizens resident in China exemption from Chinese laws. The Treaty of Nanjing, along with two more treaties with the French, were known popularly in China as the “unequal treaties.”
Jesus Christ’s Younger Brother
In 1847, a poor village teacher from Kwangtung Province named Hung Hsiu-chuan founded the Association of the Worshippers of God, a group that was influenced by Protestant ideology. Within three years, he had recruited about 30,000 members who were soon known as the Tai Ping. Merging with other anti-Manchu groups and inspired by tales of Wang Mang and other ancient leaders, they confiscated large estates and redistributed the land to local farmers, without allowing them to actually own the land. Hung Hsiu-chuan announced that he was Jesus Christ’s younger brother and that he was driven by divine inspiration. In 1851 he founded the Kingdom of the Heaven of the Great Peace and he proclaimed himself the King of Heaven. He banned slavery, opium smoking, arranged marriages and foot binding. Unnerved by the growing popularity of the Tai Ping, the Western powers threw their support behind the Qing, and the Tai Ping Rebellion was crushed in 1865.
Meanwhile, the European powers were on the move. Russian tsarist troops invaded Manchuria and Chinese Turkestan (present-day Xinjiang), the French established colonies in Cochin China in present-day Vietnam and in Cambodia, and the British took over Burma and acquired a 99-year lease of Kowloon, across from Hong Kong. When Japan defeated China in the Sino-Japanese War in 1895, China was forced to give up Taiwan and the Penghu Islands and to recognize Japanese control of Korea. The United States, which had not taken over any Chinese territory, proposed in 1899 that there should be an “open door” policy in which all foreign powers would be granted equal access to all Chinese ports. With the exception of Russia, they all agreed. In 1900, an anti-foreign movement of secret societies, known in China as the Tihetuan and in the West as the Boxers, began burning down facilities built by missionaries and killing Chinese Christians. In June they attacked foreign-held areas in Beijing and Tianjin. The Qing declared war on the foreign powers, which invaded China, crushed the Chinese forces and occupied northern China. To many Western historians, the Western occupation was a major turning point in Chinese history, but to the Chinese, with their longer view of their own history, the Westerners were just another set of foreign invaders and their occupation lasted barely as long as that of the Mongols.
Sun Yat-sen
Acknowledged as the founder of modern China, Sun Yat-sen was born November 12, 1866, in Guangdong Province. At the age of thirteen he moved in with his older brother in Honolulu and attended missionary school. Four years later he moved to Hong Kong to study medicine, returning to Honolulu when he was 28. When China lost the Sino-Japanese War in 1895, he returned to Guangdong. In 1905 he founded a revolutionary movement that was based on his Three Principles of the People: nationalism, democracy and people’s livelihood. By nationalism he meant that the only way to overthrow foreign imperialism was to think and act as a nation rather than as a region or a clan. Sun believed in republican Western democracy, including the right to referendums and recall elections, but as time went on, he leaned more towards traditional Chinese village democracy. In promoting “people’s livelihood,” he emphasized raising the population’s standard of living and allowing farmers and workers to own the land and the means of production.
The republican revolution broke out in Wuchang, the capital of Hubei Province on October 10, 1911. Because the existing dynasty, the Manchus, was non-Han, the revolution was not just republican, but nationalist. Within seven weeks, fifteen of the twenty-four Chinese provinces had overthrown Qing authority. In December, Sun Yat-sen returned to China from a fundraising trip in the United States, and on January 1, 1912, he was inaugurated as the provisional president of the Chinese republic. However, by this time, the commander-in-chief of the imperial army, Yuan Shikai, had already seized power in Beijing and Sun was forced to allow Yuan to take his place as president on March 10. Throughout most of the country, warlords were running the provinces and were content to let the government in Beijing deal with China’s foreign affairs.
In August 1912, one of Sun Yat-sen’s associates, Song Jiaoren, formed a new political party, the Kuomintang (National People’s Party), which was often referred to as the Nationalist Party. National elections for a new bicameral parliament were held in February 1913 and were won by the Kuomintang. Undeterred by this detail, the increasingly dictatorial Yuan Shikai had Song Jiaoren assassinated. That summer seven provinces revolted against Yuan, who successfully put down the rebellions and intimidated the parliament into electing him president of the Republic of China. Yuan banned the Kuomintang and ordered its members to leave parliament. Finally, he simply dissolved parliament and, through a new constitution, declared himself president for life. In late 1915, Yuan went even farther, announcing that he would reinstate the monarchy with himself as emperor. Rebellions broke out all over the country and several warlords declared independence. In the end, Yuan died of kidney failure in June 1916, leaving the country in chaos.
Fighting on the Allied side in World War I, Japan occupied the German-held Chinese territory of Shandong Province. In 1917, the Beijing government declared war on Germany, but the following year they signed a secret agreement with Japan acknowledging the Japanese claim to Shandong. During the 1919 Paris Peace Conference, this deal was made public, which led to widespread student demonstrations against the government and against Japan. These demonstrations developed into a national reawakening known as the May Fourth Movement. In 1917, Sun Yat-sen joined with southern warlords to create an alternative government and he revived the Kuomintang in 1919. Sun appealed to Western democracies for aid, but they were not interested, so in 1921 he turned to the newly-forming Soviet Union. Soviet advisors arrived in China in 1923 and set about reorganizing the Kuomintang along the lines of the Communist Party of the USSR. In 1922 the Chinese Communist Party (CCP) had only 300 members, while the Kuomintang had 150,000. Nonetheless, the CCP was admitted into the Kuomintang in 1924.
Chiang Kai-shek
Chiang Kai-shek was born to wealthy parents in Zhejiang Province on October 31, 1887. After spending one year at a Chinese military academy, he went to Japan, where he continued his military education and served in the Japanese Army from 1909 until 1911. When he heard about the uprisings against the Manchus, he returned home. He joined the Kuomintang in 1918 and in 1923 he was sent to the USSR for several months of military and political training. When Chiang returned to China, he established the Whampoa Military Academy near Guangzhou with himself as the head. Sun Yat-sen died of cancer in March 1925. Chiang dismissed his Soviet military advisors and in the summer, as the commander-in-chief of the National Revolutionary Army, set out on the Northern Expedition. Over the next nine months, he defeated one warlord after another and conquered half of China. After Sun’s death the Kuomintang was ruled by a collective leadership, but in March 1926, Chiang emerged from a power struggle as the party’s only leader.
Mao Zedong
One of the most important figures of the twentieth century, Mao Zedong was born December 26, 1893, in Hunan Province in the village of Shaoshan, where 75% of the residents were surnamed Mao. The oldest of four children, he began attending school at the age of eight. But when he was thirteen, his father, who had raised himself to moderate wealth through hard work, pulled him out of school and made him work in the fields by day and manage the account books by night. When he was fifteen years old, Mao ran away from home and went to live in the neighboring county with his maternal uncle, who enrolled him in the local primary school even though he was six years older than the other students. When he was seventeen, Mao took a steamer to the city of Changsha and enrolled in middle school. He was a voracious reader and would later say that he gained his real education from reading newspapers. When he heard about the anti-Manchu Wuchang Uprising of October 10, 1911, he joined the army and served six months as a common soldier. After being discharged, he spent six months reading in a library and then became a teacher, a profession he pursued for five years. He published his first article, “A Study of Physical Culture,” in 1917. In it he fused nationalism with bodybuilding, explaining, “If our bodies are not strong, we will be afraid as soon as we see enemy soldiers.”
Mao worked in a library in Beijing and then returned to Changsha after the beginning of the May Fourth Movement in 1919. A prominent local spokesman for anti-imperialist, anti-warlord forces, he was forced to flee Changsha after the failure of a student strike. However he returned in the summer of 1920, won the position of principal of a primary school and married Yang Kaihui. He organized a Marxist study group and, in January 1921, he told his friends that he was a communist. In July 1921, he led the Hunan delegation to the First Congress of the Chinese Communist Party in Shanghai. Upon his return, he assigned Communist representatives to organize mine workers, railroad workers and even barbers. The local warlords put an end to this activity in early 1923. That same year, Mao was elected to the Central Committee of the CCP and he worked diligently to align his party with the Kuomintang. Attacked by both the left and the right, he became ill. Still, he pressed on and, in October 1925, he was appointed acting head of the Kuomintang’s propaganda department. He was already expressing the strategy that would put him at odds with both the Kuomintang and with the orthodox communists: that the strength of China was the peasantry and that peasants should own their own land and not work the land of others.
The CCP-Kuomintang alliance collapsed in June 1927 and Chiang Kai-shek launched a vicious anti-communist repression. Mao led an armed rural insurrection in Hunan, the Autumn Harvest Uprising, but it was defeated after only ten days. Captured, he managed to bribe his way out. Fleeing with 1000 men, he joined with bandit leaders and organized peasant uprisings while also fighting against warlords and the leadership of the Communist Party. He was finally expelled from the CCP Politburo because of his insistence on organizing peasants. Mao and another revolutionary military commander who shared his viewpoint, Zhu De, created the slogan that would become famous and would inspire guerrilla groups around the world: “If the enemy advances, we retreat; if the enemy halts and encamps, we harass; if the enemy tires, we attack; if the enemy retreats, we pursue.” Somewhat less well-known were Mao and Zhu De’s Three Rules of Discipline: “Obey orders, don’t take anything from the workers or the peasants, turn in anything taken from the landlords or the gentry.” They also created Eight Additional Rules that included: put back the doors you use for bed boards, replace the straw borrowed for bedding, speak politely, pay fairly for what you buy, return everything you borrow, pay for anything you damage, don’t bathe in the sight of women and don’t search the pockets of captives.
Civil War: Part One
In April 1927, Chiang Kai-shek’s troops massacred 5000 Communist supporters in Shanghai and Changsha. Mao Zedong also faced problems with warlords in Hunan, who executed Mao’s sister and his ex-wife, and with the Communist Party itself, which, in February 1929, ordered Mao and Zhu to attack the cities despite the fact that two-thirds of the Communist Red Army troops were peasants. Chiang, meanwhile, was becoming increasingly dictatorial. In an attempt to eliminate not just the Communists, but all non-Kuomintang political parties, he enacted the Speedy Punishment of Crimes Endangering the Republic law, which was modeled after a similar law being used by the Fascists in Italy. In 1932, Chiang created the Blue Shirts, a party within the party that he never publicly acknowledged. With a membership of more than 10,000 that was dominated by army officers, Chiang used the Blue Shirts to maintain control of the military.
In September 1931, the Japanese took advantage of the chaos in China to invade Manchuria in the north, installing the last Qing emperor, Puyi, as the head of a puppet government in 1932. After consolidating their control of Manchuria, the Japanese pushed south. Despite this foreign invasion, Chiang remained obsessed with fighting the Communists. He designated Communist-controlled areas “Bandit Suppression Zones” and ordered his Kuomintang troops to engage in “Extermination Campaigns” against the Communists. Both sides experienced tumultuous infighting. For example, in the December 1930 Furien Incident, Mao ordered the execution of 2000 people he claimed were collaborating with the Kuomintang. On the other side, in January 1932, the 20,000-man Twenty-Sixth Nationalist Army deserted en masse to the Communists. Using guerrilla warfare, the Communists fought off four attempted encirclements by the Kuomintang. For the fifth campaign, which was launched in October 1933, Chiang, aided by German General Hans von Seeckt, committed one million troops, a huge arsenal and 400 airplanes. Many of the Kuomintang soldiers were upset that they were fighting their fellow Chinese instead of repelling the Japanese invaders and Chiang had to take a pause in the fighting to control his own troops. It is estimated that one million civilian peasants died as a result of fighting between the two sides. After a year, the Kuomintang finally broke the Red Army’s resistance and on October 16, 1934, Mao and about 90,000 Communist troops set out on what would be immortalized as The Long March.
The Long March
Unlike most historical events that have been glorified by dictatorial regimes, The Long March really was an extraordinary achievement. Actually, Mao himself started the “march” on horseback because of a bout with malaria. In the course of the following year, the Red Army executed a series of spectacular and heroic escapes, as they faced a wide range of obstacles ranging from Kuomintang bombing campaigns to mosquito-infested marshes. During one period, unable to make fires, they survived on raw grains and vegetables. At another point, they defeated an army of Tibetan fighters and stole their clothes (despite the high-minded resolutions of the Eight Additional Rules) in order to survive the cold. After criss-crossing about 6000 miles (some say it was “only” 3700), less than 10,000 survivors arrived safely in the town of Wuchichen in the northern Shensi soviet area. Another branch of the Red Army, led by Chu Teh, lost 15,000 soldiers in August 1936 while crossing the Yellow River, including a woman’s regiment of 2000.
Civil War: The Intermission
In 1936, Chiang Kai-shek ordered the Manchurian warlord Chang Hsueh-liang, popularly known as The Young Marshall, to deploy his 15,000-man army against the Communists. Like most Chinese soldiers, The Young Marshall preferred to fight the Japanese. So he arrested Chiang on December 11 and forced him to negotiate with a representative of Mao Zedong named Chou Enlai. So nine years of civil war ended not with a victory by one side, but with a mutiny. The number of battle deaths was variously estimated to total between 400,000 and 1,275,000. Once the Kuomintang and the CCP called a truce, the Chinese gradually turned the tide against the Japanese. However, beginning in 1940, clashes between the two reluctant allies became more frequent. Even before World War II ended, the CCP-Kuomintang conflict was annexed by the nascent Cold War. The United States began aiding Chiang Kai-shek in late 1941. U.S. troops arrived in China in mid-1943, reaching a peak strength of 113,000 in late 1946. At the Yalta Conference in February 1945, the Allies agreed to allow Soviet troops to enter Manchuria to fight against the Japanese. When the Japanese were forced out of the country, the Soviets invited the CCP to move in and seize the weapons left behind by the 594,000 Japanese and 75,000 Manchurian troops. In August and September of 1945 Chiang Kai-shek’s American chief of staff, General Albert Wedemeyer, arranged for 500,000 Kuomintang troops to be transported by air and sea to central and north China. In August, the U.S. ambassador to China, Patrick Hurley, accompanied Mao Zedong to Chungking to meet with Chiang Kai-shek. The talks ended unsuccessfully after two months, but the Americans continued to try to prevent a resumption of the civil war. On January 14, 1946, U.S. special ambassador General George A. Marshall managed to arrange a truce, but it did not include Manchuria and even then it broke down after six months. The United States withdrew its troops in early 1947, but continued to give Chiang Kai-shek massive amounts of aid.
Civil War:Part Two
Full-scale civil war resumed in July 1946. Over the next three years it would claim more lives than both the Korean War and the Vietnam War. The Kuomintang began with three million troops and the Communist People’s Liberation Army (PLA) with about 1.3 million. However, the PLA, with its strategy of appealing to the masses, grew quickly, tripling in size by the spring of 1948. The PLA finally captured all of Manchuria after winning the Battle of Mukden on November 2, 1948. Four days later, the climatic battle of the civil war, the Battle of Hwai Hai (aka the Battle of Suchow) pitted 600,000 PLA troops against 500,000 Kuomintang. The fighting went on for two months, during which 100,000 soldiers lost their lives and the Communists took 300,000 prisoners. The PLA moved on to take Beijing on January 23, 1949. On December 7, Chiang Kai-shek fled to the island of Taiwan with 5000 soldiers (and $300 million). Another Kuomintang general, Hu Tsung-nan, led a retreat into the wilds of Sinkiang Province in the west and then into Burma. By the time all fighting ended in June 1950, 4,500,000 Kuomintang soldiers had been taken prisoner and 1,775,000 had defected to the Communists. During the four years of the second half of the Chinese Civil War, 1,200,000 Chinese lost their lives in battle.
The Dawn of the Communist Dynasty
The People’s Republic of China was established on October 1, 1949 with its capital in Beijing. Mao Zedong defined the new government as a “people’s democratic dictatorship,” to be led by the Chinese Communist Party, the “vanguard of the working class.” The CCP had 4.5 million members, 90% of whom were peasants. Mao was the chairman of the Party and Zhou Enlai took the position as premier and head of state. Zhou tried to negotiate with the United States, but the administration of President Harry Truman was not interested. In December 1949, Mao traveled to Moscow and spent nine weeks negotiating with the Soviet dictator, Josef Stalin. In February, the two communist governments signed a thirty-year treaty of friendship. The Chinese Communists soon found themselves embroiled in the civil war in neighboring Korea, but this did not distract Mao from transforming China into his version of a communist paradise. In June 1950, the Communists began confiscating land from landlords and redistributing it to the poor. This change was undertaken with such haste and lack of long-term planning that an estimated two million people died in the process. The Communists cracked down on “enemies of the state” and engaged in an ideological cleansing of scientists, university professors, artists, writers and others that included public trials and public confessions. Unrealistically confident that this cleansing had succeeded, Mao announced, “Let a hundred flowers bloom, let the hundred schools of thought contend.” Much to his chagrin, almost all of the “hundred schools of thought” criticized the Communist Party. CCP leaders accused their critics of being “bourgeois rightists” and punished them in an Anti-Rightest Campaign.
Economic Bungling
Following the USSR model of stressing heavy industry, in 1953 Mao and the CCP initiated the First Five-Year Plan. They centralized all government administration, abolished private enterprise and nationalized banking, industry and trade. By 1956 90% of China’s farmlands had been collectivized. Mao followed this further disruption of the Chinese economy with his 1958 Great Leap Forward. A direct attack on the institution of the family, the Great Leap Forward created 23,500 people’s communes of about 22,000 people each. Each commune was supposed to be self-supporting with communal kitchens and mess halls. The program was an utter disaster and led to an estimated 27 million deaths due to starvation and disease. Mao was forced to resign his government leadership position, although he remained the chairman of the CCP. Deng Xiaoping, the General Secretary of the CCP, led an economic recovery movement. Threatened by Deng’s success, Mao began purifying the Party in 1962. He forced intellectuals to do manual labor, forced professionals to put the goals of the Party ahead of the needs of their fields of expertise and generally purged the Party of his opponents.
Government-Approved Chaos
Having already subjected the Chinese people to the failures of the First Five-Year Plan and the Great Leap Forward, Mao Zedong embarked on an even worse program in 1966: the Great Proletarian Cultural Revolution. Convinced that the CCP was filled with “capitalist and bourgeois obstructionists,” Mao and his third wife, Jiang Qing, promoted Mao’s ideas, in the form of the Quotations from Chairman Mao, as a holy text and they sent out high school and university students, known as Red Guards, to punish anyone they decided was not ideologically pure. Before long, the Party had collapsed, the economy was in chaos, Red Guard factions were fighting one another, and the average Chinese citizen was afraid to express even the mildest opinion. In mid-1968, Mao was finally forced to admit that things had gone too far. The only institution that had remained unscathed by the turmoil of the Cultural Revolution was the People’s Liberation Army. Mao allowed the PLA, led by Lin Biao, to crack down on the Red Guards. By the time the situation was under control, between 400,000 and a million Chinese had been killed. In September 1971, Lin Biao attempted to overthrow Mao, but his coup failed. He fled in an airplane, but his plane crashed in Mongolia and he died. As for Mao, his health was declining and he made his last public appearance in 1973. However, he still retained enough power as late as 1976 to remove Deng Xiaoping from all of his public posts and to appoint his chosen successor, Hua Guofeng, acting premier and first vice-chairman of the CCP.
The Year of Transition
For China, 1976 was the year of transition. Three of the nation’s most powerful leaders died, beginning with Zhou Enlai in January and then Zhu De in July. On July 26, the city of Tangshan in Hebei Province was hit by a massive earthquake that killed hundreds of thousands of people. In fact, the Tangshan earthquake is regarded as the deadliest earthquake in modern history. According to Chinese tradition, such a disaster was viewed as a withdrawal of the mandate of Heaven and it presaged a great change. Thus it did not come as a surprise when Mao Zedong himself died six weeks later, on September 9. With Mao gone, Jiang Qing and three others were denounced as the Gang of Four and Jiang Qing eventually died in prison. Athough Hua Guofeng assumed all important positions, in July 1977 Deng Xiaoping was reinstated and an intraparty struggle gradually led to the rehabilitation of most of the Party leaders who had been denounced during the Cultural Revolution. In March 1979 Mao was officially deemed no longer infallible and in 1981 the Party announced that in his later years Mao had made mistakes by deviating from his own sacred Thought.
Money Talks
In December 1978, the CCP Central Committee adopted Deng Xiaoping’s strategy of emphasizing economic development over Maoist class struggle. To promote his goals, Deng managed to reduce Hua Guofeng to a figurehead by putting two of his own protégés in positions previously held by Hua. Hu Yaobang, a liberal by Chinese Communist standards, was made General Secretary of the CCP and Zhao Ziyang took over as premier. The number of small businesses in China grew from 100,000 in 1978 to six million in 1983. Special Economic Zones were created to attract foreign investment. By 1982, 90% of farming had been decollectivized. Each household was required to pay their commune in cash or kind for the right to lease farmland and then to turn over a percentage of their harvest. However, whatever was left over, the farmers could sell and keep the profits. Grain production rose 5% a year in the early 1980s, but later the prices paid by the government did not keep pace with the inflation rate and production stagnated. In 1985, Deng Xiaoping published Building Socialism with Chinese Characteristics, which formally presented his approval of private enterprise while at the same time maintaining strict control of the economy through central planning.
The 1982 Twelfth Party Congress signaled a significant development in the leadership of the Communist Party: the rise of the technocrats, men who had been trained in a technical science, pursued a professional occupation and held a Party leadership post. As the old guard of Mao’s generation faded away, they were replaced by these technocrats. In 1982, none of China’s provincial governors were technocrats; by 1997, 77% were technocrats. In 1978 only 23% of Politburo members were college-educated. By 1988 the figure was 67% and by 1998 92%.
The Tiananmin Massacre
By 1988, the official inflation rate was 18% and economic anxiety was widespread. When Hu Yaobang, the liberal, died in April 1989, the government refused to honor his memory. This sparked demonstrations in Beijing’s Tiananmen Square that mushroomed into protests against inflation, corruption and nepotism and then into calls for the resignation of Deng Xiaoping and the institution of freedom of speech and democracy. Soon the crowds grew to more than 100,000 people. Some workers, inspired by the Solidarity movement in Poland, started independent trade unions. When the government cracked down, these workers were punished more severely than the students who had initiated and led the protests. On May 15, there were pro-democracy demonstrations in 132 Chinese cities. Four days later, the government put Beijing under martial law. Considering local army troops too sympathetic to the protestors, they brought in troops from outside the city. On June 3 and 4, the troops assaulted the demonstrators, killing about 500 of them. Chinese embassies abroad were ordered to collect videotapes of the foreign television coverage of the demonstrators. The tapes were sent back to Beijing and used to identify and then arrest the demonstrators.
After Tiananmen, the CCP increased its control over the People’s Liberation Army and the PLA was encouraged to build up its business interests. By the early 1990s, the PLA operated more than 10,000 businesses, including joint ventures with foreign partners, international hotels and foreign trade. PLA representation on the CCP Central Committee also rose to 25%. The collapse of the USSR in August 1991 rattled the Communist leadership. At the 1992 Fourteenth Party Congress, the CCP added Deng Xiaoping to the pantheon of Communist Gods, alongside Marx, Lenin and Mao. “Deng Thought,” especially his promotion of a socialist market economy, was canonized as the official guide to government policy. Respect for Confucianism was revived and Western democracy was criticized as being contrary to Confucianism and to Chinese traditions. Deng’s strategy of liberalizing the economy while maintaining strict control of all political institutions and refusing to allow freedom of expression would come to be known as the “Chinese model” and would be emulated by dictators around the world.
Hu Jintao
Hu Jintao’s ancestors were tea merchants from Anhui Province in central China, who then moved to the city of Taizhou in Jiangsu Province northwest of Shanghai. Hu’s father sold tea in Shanghai and that was where Hu was born on December 21, 1942. His mother died when he was a child and he and his two younger sisters grew up with his grandparents in Taizhou. His father became an accountant and Hu himself worked briefly as an accountant for a company that sold household equipment. When he was sixteen years old, Hu passed the entrance examination for Qinghua University in Beijing, China’s elite science and technology school. Qinghua had been founded by Americans in 1911. Beginning a trend that would continue throughout his life, Hu was the youngest student in his class. He was a member of the student dance team and was known to dance solo at parties, although this detail of his life was deleted from his official biography in the 1980s. Known for his photographic memory, Hu was identified as a potential leader in his sophomore year. After earning a degree in riverine hydropower generation in the hydraulic engineering department in 1964, Hu stayed on at Qinghua to do postgraduate research and to serve as a “political trainer,” in charge of ideological indoctrination. The president of Qinghua University, Jiang Nanxiang, accepted Hu as a probationary member of the Communist Party in 1964, and the following year he was made a full party member. At Qinghua, Hu met and married fellow student Liu Yongqing. The couple has a son and a daughter. Their daughter is rumored to be living in the United States under an assumed name. In the autumn of 1968, during the Cultural Revolution, Hu was sent to do manual labor, building housing, in the remote northwestern desert province of Gansu. After the political climate in China calmed down, Hu was allowed to work as a technician during the construction of the Liujia Gorge Dam, which was completed in 1974. During this time he also managed Communist Party affairs for the local Ministry of Water Resources and Electric Power. In 1974, Hu was transferred to the provincial capital of Lanzhou, where he served as the deputy chief of the Project Design Division of the Gansu Provincial Construction Commission. Two years later he led the Gansu construction team’s efforts in its relief work following the Tangshan earthquake.
In the late 1970s, Hu Jintao made the contact that would lead to his comparatively rapid rise in the Communist Party power structure. Hu met, and became a protégé of, Song Ping, a fellow Qinghua University graduate. Song, the chairman of the Gansu Provincial Revolutionary Commission and the first secretary of the Gansu branch of the CCP, was well-connected with the Zhou Enlai faction of the CCP and with Deng Xaioping. In 1980, Deng sent out a call to promote younger party cadres ahead of more senior officials. Song responded by sending Hu Jintao to Beijing to attend the Central Party School’s inaugural training class for middle and young cadre. The executive Vice-President of the school happened to be Jiang Nanxiang, the former president of Qinghua University whom Hu had defended against the Red Guards during the Cultural Revolution. Jiang introduced Hu to the Party General Secretary, Hu Yaobang. In 1981, Song Ping was promoted and sent to Beijing to serve as vice-chairman (and later chairman) of the Party’s Central Planning Committee. In 1982, Hu was selected as an alternate member of the CCP Central Committee. At 39, he was its youngest member. Having already, thanks to Song Ping, moved up the ranks in the hierarchy of the provincial branch of the Communist Youth League (CYL), Hu was transferred to Beijing to become president of the All-China Youth Federation. In November 1984, he gained the highest position in the CYL. As part of his responsibilities, he was in charge of the CYL newspaper and he ordered the paper to criticize a hardliners’ campaign against Western ideas. In so doing, he alienated two members of the “Princeling Party,” sons of Party leaders, who complained about him to Hu Yaobang. Because Hu Yaobang liked Hu Jintao, he eased him out of this confrontation by sending Hu Jintao to serve as Party Secretary in the impoverished southwestern province of Guizhou. At the age of 43, Hu became the youngest provincial Party Secretary in the history of the People’s Republic of China. Three months later, Hu was made a full member of the CCP Central Committee. Arriving in Guizhou in July 1985, Hu soon made himself popular. Although he never moved his family to Guizhou, he lived in a modest fashion, and he visited every one of the province’s 86 county-level administrative units and familiarized himself with the people’s problems. He ordered tuition waivers for poor students to help them attend university and he worked to improve economic conditions. By the end of 1987, Guizhou’s economic output had more than doubled and per capita income had almost tripled in comparison to pre-1985 levels. Far from the political turmoil in Beijing, such as the downfall of Hu Yaobang in 1987, Hu Jintao maintained a clean record, free from enemies.
Hu Jintao’s Tibetan Adventure
Because of its exotic culture and its spiritual component, Tibet has long held a special fascination for Westerners. China invaded Tibet on October 7, 1950. The Tibetan army was small and ineffective, but the Chinese did face resistance from various mountain tribes, in particular the Khampa of eastern Tibet. China annexed Tibet in May 1951 after losing 2000 soldiers in battle. Another 2000 Chinese froze to death, 3000 died of disease and 3000 were declared missing. About 5700 Tibetans were killed and 2000 were imprisoned. Tibetan guerrillas continued to fight against the Chinese. In May 1956, they ambushed and massacred 2000 Chinese soldiers. The Chinese responded by bombing a monastery in Batang in eastern Tibet, killing 2000 monks and pilgrims. For the next seventeen years, the CIA supported the Khampas in their struggle against the Chinese. On March 10, 1959, 20,000 rebels, armed only with swords and old muskets, revolted in the Tibetan capital of Lhasa. During a week of heavy fighting, Chinese forces killed 65,000 Tibetans. The leader of the Tibetans, the Dalai Lama, fled Lhasa with eighty supporters, arriving in India two weeks later. The Indian government offered sanctuary to the Tibetans in Dharamsala, which has been home to the Dalai Lama ever since.
While Hu Yaobang was General Secretary of the CCP, he visited Tibet and issued an apology to the Tibetan people. However, when he lost power in 1987, Chinese policy towards Tibet turned more repressive once again. As the 30th anniversary of the Chinese occupation neared, the Chinese government knew that they would face major protests in Lhasa. In June 1988, the new head of the Communist Party, Zhao Ziyang, following a suggestion from Song Ping, suggested that Hu Jintao be chosen to replace the current Party Secretary in Tibet, who was considered too soft on repression. From October 30 until November 20, Hu accompanied Yan Mingfu, the Communist Party’s head of propaganda for minority areas, on an inspection tour of Tibet. On December 9, Hu was officially appointed Party Secretary for Tibet. The next day, International Human Rights Day, police fired into a crowd of protestors in Lhasa.
For Hu Jintao, this new appointment was a test of his willingness to follow the policies of whichever faction was in power in China. Vaguely associated until now with reformist elements, Hu was expected instead to take a hard line. Once again leaving his family behind in Beijing, Hu arrived in Lhasa January 12, 1989. He met with Party leaders and told them, “With the powerful PLA and armed police as our backing,” he and the leaders would “do our work well.” The sympathy with the locals that Hu had shown during his assignments in Gansu and Guizhou did not reappear in Tibet. It is not clear whether this was a result of racist attitudes that he harbored towards the Tibetans or whether he simply wanted to do whatever it took to toe the party line. On January 23, Hu traveled to Shigatse, Tibet’s second-largest city, for the reopening of a rebuilt Buddhist stupa that had been destroyed during the Cultural Revolution. At the ceremony, he shared the podium with the Panchen Lama, the second-ranking member of the Tibetan hierarchy, who had spent most of the previous twenty years under house arrest in Beijing. Speaking to the assembled crowd, the Panchen Lama criticized the Chinese presence in Tibet and described the damage it had done to the Tibetan people and their culture. Five days later, the Panchen Lama was declared dead, reportedly as the result of a heart attack. Rumors spread that he had been poisoned and, although it was never substantiated, this version of his death was widely believed. On February 7, large crowds paraded through the streets of Lhasa displaying the banned Tibetan exile flag. After speaking directly with General Secretary Zhao Ziyang, and with the occupation anniversary coming closer, on February 20, Hu ordered Chinese armed troops to march through the city. On March 5, a demonstration in Lhasa turned into a riot. Police shot to death ten Tibetans and one policeman was killed. Forty more Tibetans would die over the next few days. Martial law was declared on March 7 and all foreigners were given two days to leave Lhasa. Tibetans without residence permits for the city were ordered to leave within two weeks. Tibetans suspected of having separatist thoughts were investigated, as were those “who are suspicious for the need for investigation.” In September 1989, Hu succumbed to “fatigue” and began making increasingly frequent medical visits to Beijing, finally moving there permanently in the summer of 1990. He did, however, retain his title as Secretary of the Party Committee for the Tibetan Autonomous Region for two more years.
Hu Jintao: Climbing to the Top
Back in Beijing, Hu Jintao, having proved himself in Tibet, continued his steady rise in the Communist Party. In the spring of 1992, Deng Xiaoping made him his point man in the organizing of the Fourteenth Communist Party Congress. Deng announced that he wanted to put men under the age of fifty on the Politburo Standing Committee, China’s highest authority. Song Ping nominated Hu as one of four candidates. Of the four, two were disqualified when it was discovered that they would turn fifty before the Congress opened in October. Hu got the job and, aged 49 years 9 months, he became, as usual, the youngest member of the Standing Committee. With Song Ping’s approval, he replaced Song as the man in charge of party personnel. Hu, probably recalling his run-in with the Princelings, banned nepotism and established performance standards for promotion. In March 1993, he was appointed president of the Central Party School, which gave him contact with every rising party leader in every province. Under Hu’s control, the school began teaching courses in comparative politics and Western economics and management. Hu was now affiliated with the three main sources of Party leaders—Qinghua University, the Chinese Communist Youth League and the Central Party School—and was now viewed as the heir apparent to China’s number one position. When Deng Xiaoping died in February 1997, his ashes were scattered into the Bohai Sea. Hu was the only Politburo member to accompany Deng’s family and bodyguards at the ceremony. The leader of China, Jiang Zemin, appointed Hu State Vice-President in March 1998. Although this was a largely ceremonial post, it was Hu’s first major position outside of the Party. Once again, he was the youngest vice-president in the history of the People’s Republic of China. He was put in charge of an important program: overseeing the closure of businesses owned by the Army and transferring the assets to local authorities. Meanwhile, Hu began making trips abroad, including representing China at the ASEAN Summit in Hanoi in December 1998. In November 2001, he toured Europe for the first time, visiting Russia, Germany, France, the United Kingdom and Spain, and then, accepting an invitation from Vice-President Dick Cheney, he visited the United States in 2002.
In 1999, Jiang Zemin awarded Hu the post of vice-chairman of the Central Military Commission and in May of 1999 he gave Hu his first public role: addressing the nation on television after the United States bombed the Chinese Embassy in Belgrade, killing three journalists. In a carefully-worded speech, Hu exploited the patriotic feelings of the Chinese people, lambasting the Americans for their “brazen” attack. But he also reminded his viewers that they must “guard against overreactions.”
Over the next couple years, Hu accumulated more and more important state and Party positions, and in 2004 succeeded Jiang Zemin as chairman of the CCP Central Military Commission and head of the army. When he finally achieved full power, it marked the first time that an heir apparent in Communist China had survived the usual internecine struggles and actually taken charge of the country…and he did not so without having any serious enemies.
From 1978 to 2000, China’s GDP quadrupled and in 1999 China became the second largest economy in the world after the United States. Although China’s GDP per capita has increased greatly over the past thirty years ($181 in 1979 to $2,485 in 2007), indicating signs of drastic development, social inequality has also increased.
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